Here are actual quotes from the AFSL owners we interviewed during a series of focus groups we conducted to reveal their operational dilemmas: "We don’t really know what our advisors are doing." "We struggle with operational scale." "Our …
Financial Planners
Advice Risk Management – Joining The Dots Between Professional Indemnity Insurance And Risk
Continuing with our PI insurance and risk theme, this article will join the dots between advice risk management and PI. Outlining the relationship between advice complaints and PI claims enables you to single out the risks that must be mitigated if …
Can AFSL Professional Indemnity (PI) Insurance Premiums Be Reduced With Scale?
Why PI Premiums Are Rising? Professional Indemnity (PI) Insurance Premiums for Australian Financial Services License holders (AFSLs) and their Authorised Representatives (ARs) have escalated enormously in recent years. This is largely due to the …
It’s Easy Monitor’s 5th Birthday Today
Easy Monitor's Journey People are not aware that our 5 years of Easy Monitor was preceded by 3 years of research, development, building, testing, failing, retesting and re-failing. Building software is truly a test of endurance, but …
Counteract Cyber Castastrophies
When Financial Advisors and their AFSL Groups think of security for their clients, traditionally their minds focus on security of investment capital, performance and their client’s financial future. However, in this internet age, communications …
